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Broker License Forms
Address File
The nomination form for the training course pdf
Application form for approval of employees of licensed services and financial intermediation companies pdf
A direct request to engage the services and activities of financial intermediation pdf
FINAL LICENSING FORM pdf
LICENSING FORM 1 pdf
LICENSING FORM 2 pdf
LICENSING FORM 3 pdf
LICENSING FORM 4 pdf
LICENSING FORM 5 pdf
Back Office System Form No. / 6 / pdf
Application Form provided weekly financial solvency of companies and brokerage services pdf
Telephone Call Recording System Form / 7 / pdf
Stop notice the person registered with the Commission on the performance of the function and due credit or Leaving the service or the end of his relationship with pdf
Annual Accredit Application Pattern for the Financial Services and Intermediary Company. pdf
Annual Registration Application for the Accredited Person. pdf
Abidance By Guarantee Pattern with the Provisions of the Licensing Regulations and Rules of Practice for Financial Services and Intermediary Companies. pdf
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Brokerage Firms